0203 916 0161

info@compliancecrg.com

   

 

What you can expect from us...

Compliance CRG is a niche compliance consultancy firm who specialise in providing seamless and responsive front line support to businesses.

 

We offer a comprehensive range of compliance and regulatory solutions and we aim to build a thorough understanding of your business model enabling us to be proactive in our approach. Supporting:-

  • Investment Banks
  • Asset Managers
  • Fund Managers
  • Investment Managers
  • Stockbrokers
  • Independent Financial Advisors

Regulatory training & development

 

FCA Regulatory Updates

 

Financial Promotions Oversight

 

Compliance Manual Production

 

Risk Management Programmes

 

FCA Approvals

 

Compliance Monitoring Plans

 

Section 166 Investigations

 

Regulatory Risk Assessment

 

Regulatory Visit Preparation

 

Complaints Investigation

 

Regulatory Returns & Reporting

 
     
 
       

ANTI-MONEY LAUNDERING

ARE YOU PROTECTED?
Regulated firms’ anti-money laundering arrangements remain a high priority for both the Financial Conduct Authority and the Prudential Regulation Authority.
At Compliance CRG, we have a wealth of experience within this area and can help to ensure that your company is addressing the issues properly.

 

YOUR SOLUTIONS

NEED A REGULATORY HEALTH CHECK?
Compliance CRG offers a comprehensive range of compliance and regulatory solutions – both from a strategic planning and implementation perspective.
A starting point can often be a simple regulatory health check where we assess your needs and any areas that may require attention.

 

ADVICE & ASSISTANCE

KEEPING TRACK OF NEW LEGISLATION
The field of financial services regulation is rapidly evolving and it is often helpful to speak to an independent expert. Compliance CRG can ensure
that you are kept in touch with the latest regulatory developments and their impact on your firm. Many clients find it invaluable to talk to our consultants for input and advice on a variety of subjects.

 
     
     
     
 

WORKING HARD TO UNDERSTAND YOUR REQUIREMENTS

 

Compliance CRG can review your existing plan to check whether it is compliant,
and can produce a wholly bespoke plan based on your specific business activities.
   
Compliance CRG can help and assist firms, both large and small. Whether it be a simple process manual or a complex root cause analysis requiring sophisticated procedures.
   
At Compliance CRG, we aim to build a thorough understanding of your business model enabling us to be proactive in our approach.
 

 
 

 
0203 916 0161
 

 
     
 
     
     
     
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