0203 916 0161

info@compliancecrg.com

   
 
 

NEWS

 

 

My Word Is My Bond…. Or IS it?
London Stock Exchange Motto “Dictum meum pactum” –  My word is my bond. Picture the scene – the late 1970’s / early 80’s the London Stock Exchange, full of individuals with brightly coloured jackets scribbling down prices on boards... READ MORE>>

     
 

Bed & BREXIT? OR Room Only?
Financial services regulation - what impact will Brexit have on regulated firms established in the UK, Europe and third country jurisdictions? Bed & BREXIT? OR Room Only? Neil Mathias is managing director and founder of... READ MORE>>

     
 

Transforming Culture in Financial Services
Having published a discussion paper on “Transforming Culture in Financial Services” on 12 March 2018, Andrew Bailey, the Chief Executive of the FCA, gave a speech to the Financial Conduct Authority conference where he emphasised... READ MORE>>

     
     

 

NEWS ARCHIVE

 

Son of MiFID – MiFID II

Managing Social Media Risk

Financial Services Social Media

The Birth Of Regulation – Part 2

The Birth Of Regulation

Crisis? What crisis?

In The Next Part …

Compliance Feelings

 

     
     

 

 

 
     
 
 
  Copyright Compliance CRG | All Rights Reserved | 11th Floor, 88 Wood Street, London, EC2V 7RS