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My Word Is My Bond…. Or IS it?
London Stock Exchange Motto “Dictum meum pactum” –  My word is my bond. Picture the scene – the late 1970’s / early 80’s the London Stock Exchange, full of individuals with brightly coloured jackets scribbling down prices on boards... READ MORE>>


Bed & BREXIT? OR Room Only?
Financial services regulation - what impact will Brexit have on regulated firms established in the UK, Europe and third country jurisdictions? Bed & BREXIT? OR Room Only? Neil Mathias is managing director and founder of... READ MORE>>


Transforming Culture in Financial Services
Having published a discussion paper on “Transforming Culture in Financial Services” on 12 March 2018, Andrew Bailey, the Chief Executive of the FCA, gave a speech to the Financial Conduct Authority conference where he emphasised... READ MORE>>





Son of MiFID – MiFID II

Managing Social Media Risk

Financial Services Social Media

The Birth Of Regulation – Part 2

The Birth Of Regulation

Crisis? What crisis?

In The Next Part …

Compliance Feelings





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